Vendor Information
UTP Administration requires that your organization submit a separate System Description for each entitlement system that controls market data.
Thursday, October 19, 2017
  
(Enter your firm name)
System Information
What is the name of the system your organization will use to distribute UTP Information?
 
 
 
How does your organization intend to use UTP Information?  

Entitlement System
Provide a list of all Entitlement Systems and Software Providers with UTP data.
  
  
  



How often will data in the Entitlement System be disseminated?  

  
Provide display system provider and software information.
  
  
  

Unit of Count ( Unit of Count determines pricing )
Select ONE applicable unit of count for this System Description:  
Datafeed - Uncontrolled
An Uncontrolled Product is defined as any uncontrolled retransmission of UTP Information to Subscribers. If the Vendor cannot control both the entitlements and the display of the Information, then the system will be considered an Uncontrolled Product.
Distributor Controlled Products
Any controlled display product where the Vendor controls both the entitlements and the display of the Information.
Information on a single security delivered once to a single device/user id.
Any controlled product where the Vendor controls the entitlements and there is no display of the Information. (In addition, please submit a UTP Non-Display System Declaration)
Contact Information
Primary/ Business Contact
 
 
 
 
 
Technical Contact
 
 
 
 
 
Administrative /Reporting Contact
 
 
 
 
 
Billing Contact
 
 
 
 
 
Billing Information – All Vendors
Will your organization offer data services to affiliated companies?  


Billing Account Information
or   
   
Datafeed Billing Address
 
 
 
 
 
Usage Reporting Administration
Vendors are required to submit monthly market data usage reports indicating number and location of Interrogation Devices or user IDs or other measure of usage as specified below. Indicate submission method.
NORA registration takes place in 3 steps.
(SEE FAQ)
This field is required for ALL Real-Time, Internal
and External Vendors.



This field is required for Real-Time and Delayed Datafeed Vendors
and Real-Time external Vendors.
Vendors Services - General
How will your organization submit units of count and/or reportable units? See UTP Data Policies for definitions
SUBMISSION OF INFORMATION
 
DISTRIBUTION METHOD
IP ADDRESS
INTERNAL WITHIN DISTRIBUTOR'S GROUP
REAL-TIME
DELAYED
EXTERNAL SUBSCRIBERS
 Send screenshots to admin@utpplan.com
REAL-TIME
DELAYED
Other [specify]
a) 
b) 
Other Distribution Services
Non-Display Usage  
SPECIFY DIRECT INTERNAL DISTRIBUTION EXTERNAL DISTRIBUTION
Other Non-Display Use
Derived Data Usage  
SPECIFY CO-LOCATION INTERNAL DISTRIBUTION EXTERNAL DISTRIBUTION
Other Derived Data use
Subscriber Agreement Information
  
As an external Vendor, your organization must administer the Global Subscriber Agreement or equivalent to Subscribers. How will your organization administer the Global Subscriber Agreement?
Please review the Subscriber Agreement and see the UTP Policies
Vendor does not offer the Global Subscriber Agreement
to Subscriber but instead offers the Vendor's own agreement.
Vendor offers the Global Subscriber Agreement via the internet.
Vendor adds specific language into the Vendor’s own agreement with the Subscriber.
Vendor provides Subscriber with a paper copy of a Global Subscriber Agreement.
Vendor retains executed originals, but does not submit documents to UTP Administration.

 
BY CLICKING SUBMIT, YOUR FIRM IS AGREEING TO THE SUBMISSION OF THE SYSTEM INFORMATION IN ACCORDANCE WITH THE NASDAQ STOCK MARKET LLC VENDOR AGREEMENT FOR UTP SERVICES, THAT THE INFORMATION IS CORRECT, AND THAT YOUR FIRM IS AUTHORIZING UTP ADMINISTRATION TO STORE THE INFORMATION IN ACCORDANCE WITH THE AFOREMENTIONED AGREEMENTS.
 

Please fill missing fields